Privacy Policy

At Mohan Financial, we respect your privacy and are committed to protecting the confidentiality of your personal and financial information. This Privacy Policy explains how we collect, use, share, and protect your information when you visit our website or interact with our firm.

1. Information We Collect

In the course of providing our services, we may collect non-public personal information about you from the following sources:

• Information we receive from you on applications, onboarding forms, or other communications (such as name, email, phone number, net worth, and financial goals).
• Information about your transactions with us, our affiliates, or others.
• Information we receive from consumer reporting agencies or custodians.
• Technical data collected automatically when you visit our website (such as IP address, browser type, and page interactions).

2. How We Use Your Information

We use the information we collect to operate our business and provide high-quality financial services, specifically to:

• Respond to your requests, schedule consultations, and maintain contact.
• Administer and manage your accounts in coordination with licensed broker-dealers and custodians.
• Comply with regulatory and legal requirements (such as FINRA and SEC compliance guidelines).
• Optimize the performance and security of our digital systems and website.

3. Sharing of Information

We do not sell, rent, or trade your personal or financial information. We only share your non-public personal information under the following limited circumstances:

• With our affiliated entities or service providers (such as MML Investors Services, LLC or partner CPAs and attorneys) as necessary to process transactions or service your account.
• With regulatory bodies, law enforcement, or other governmental entities as required by law or to defend our legal rights.
• With your explicit consent or at your direction.

4. Safeguarding Your Information

We maintain strict physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information. Our security measures include encryption protocols, secure firewalls, and restricted access to personal data, ensuring that only authorized personnel have access to your information.

5. Your Rights and Choices

Depending on your jurisdiction, you may have specific rights regarding your personal information, including the right to request access to, correction of, or deletion of your personal data. To exercise these rights, or to opt out of certain communications, please contact us directly.

6. Contact Us

If you have any questions or concerns about this Privacy Policy or how we handle your personal data, please contact us at:

Mohan Financial
Email: compliance@mohanfinancial.com
Website: Contact Page